Business regulation is continually increasing, especially in the financial and health and safety sectors. To ensure companies can prosper, they need quick, specialist regulatory compliance advice to prevent breaches and strong representation should a breach occur.

Our Business and Regulatory Solicitors are experts in their fields and have diverse experience across various market sectors. We are adept at managing regulatory investigations, allowing you to focus on your business growth.

Based in Nottingham, our team is diverse, multi-lingual, and uses advanced technology to provide highly effective legal support. Our solicitors have extensive experience in criminal law and have built strong relationships with top UK Barristers, King’s Counsel, and expert witnesses.

When Do I Need a Solicitor for a Regulatory Investigation?

It’s crucial to seek legal advice as soon as a regulatory body begins asking questions. Innocent requests for information can escalate into full-blown investigations and prosecutions. Our role is to provide you with the necessary advice to prevent or swiftly conclude investigations. We engage with key stakeholders to understand your business culture and sector norms, building a robust defence. We also provide guidance if you are asked to attend an interview under caution, ensuring your rights and interests are protected throughout the investigation.

What is an Interview Under Caution?

An interview under caution is conducted by regulatory bodies to gather evidence through questioning. It is essential to have legal representation during such interviews as anything said can be used in a criminal trial. Our Regulatory Solicitors will ensure your interests are fully protected, and the investigators’ actions are within legal parameters.

Why Choose Us?

We offer a comprehensive Criminal Defence Department with the expertise to close down investigations quickly or defend prosecutions effectively. Our solicitors are knowledgeable, trustworthy, and results-driven, providing support to your in-house legal team and senior management.

As a full-service law firm, we add value by advising on regulatory compliance strategies to prevent breaches and ensuring your contracts comply with international and UK law. We also provide emergency response services for health and safety incidents or dawn raids.

Our clients recommend us because we deliver results, and our proactive approach ensures your business is protected.

Smalleys Solicitors provides exceptional Regulatory Investigations and Business Crime & Regulatory Investigation services to clients. People choose and recommend us not just in Nottingham, Arnold, Hucknall, Derby and Mansfield, but across Nottinghamshire, Derbyshire, Leicestershire & the East Midlands, and the whole of the UK, because we get results.

To receive expert advice and representation regarding Regulatory Investigations and Business Crime & Regulatory Investigation, please contact us using the form below, call us on (0115) 955 6555, email via the Request a Callback form on this contact page.